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Making Sense of Professional Titles

Image of Publication Cover The requirements for obtaining and using these titles vary widely, from rigorous to nothing at all. To use certain titles, a financial professional may need to pass exams, meet ethical standards, have relevant work experience, and undertake continuing education. Other titles, however, may be obtained with little time, effort, and experience.

Source: Securities and Exchange Commission, Office of Investor Education and Advocacy
Released: 2013
Pages: 4
Publication ID: 2256
Item number: 2256

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